First Trust Small Cap Growth AlphaDEX Fund (FYC)
Description
The investment seeks to track the performance of the NASDAQ AlphaDEX Small Cap Growth Index. The FYC ETF contains 263 constituents. It is focused on growth holdings in the North America region.
Price $55.13 as of 2022-10-20Cost/Risk/Yield
| Dividend yield | 0.81% |
| Expense ratio | 0.71% |
| Average spread | 0.218% |
| 1Y roundtrip cost | 0.928% |
Historic prices
Total Returns (including dividends)
Monthly returns heatmap
| Jan | Feb | Mar | Apr | May | Jun | Jul | Aug | Sep | Oct | Nov | Dec | ||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 2022 | -11.4% | 1.5% | 1.9% | -12.1% | -1.1% | -8.9% | 11.2% | -1.0% | -9.6% | 2.3% | -27.1% | ||
| 2021 | 8.1% | 6.0% | -1.4% | 0.8% | 1.5% | 2.8% | -2.9% | 2.8% | -2.1% | 5.4% | -2.7% | 2.2% | 20.4% |
| 2020 | -1.1% | -8.4% | -22.8% | 14.8% | 8.0% | 4.8% | 4.6% | 8.0% | -1.4% | -0.3% | 18.1% | 11.0% | 35.4% |
| 2019 | 9.9% | 5.9% | -1.2% | 1.3% | -7.0% | 7.1% | 0.7% | -4.4% | -2.1% | 1.9% | 2.9% | 1.7% | 16.9% |
| 2018 | 3.0% | -2.6% | 1.8% | 1.2% | 8.4% | 2.0% | 0.5% | 8.9% | -1.5% | -13.5% | 1.0% | -12.1% | -3.0% |
| 2017 | 2.5% | 2.0% | 0.8% | 1.8% | -0.9% | 4.6% | 1.0% | -0.1% | 6.2% | 1.2% | 2.1% | -0.0% | 21.1% |
| 2016 | -7.3% | -0.1% | 6.7% | 0.5% | 2.7% | 0.6% | 6.3% | 0.4% | 1.3% | -7.7% | 11.3% | -0.1% | 14.6% |
| 2015 | -3.1% | 5.8% | 1.9% | -4.8% | 3.1% | 2.6% | 1.2% | -6.3% | -3.3% | 6.0% | 3.2% | -4.2% | 2.2% |
| 2014 | -5.3% | 3.5% | -0.3% | -4.7% | 0.0% | 6.0% | -6.9% | 4.1% | -5.3% | 6.1% | 0.5% | 2.4% | 0.1% |
| 2013 | 6.5% | 1.0% | 4.5% | -1.6% | 3.9% | 0.0% | 6.8% | -1.3% | 6.5% | 3.2% | 5.5% | 2.0% | 37.1% |
| 2012 | 3.0% | 4.0% | 3.5% | 0.0% | -5.7% | 2.0% | 1.1% | 2.0% | 2.5% | -3.1% | -0.2% | 2.3% | 11.5% |
| 2011 | -2.4% | -0.4% | -3.4% | -8.6% | -9.0% | 14.1% | -1.1% | 2.2% | -8.5% | ||||
| 4.7% | 18.7% | -4.7% | -2.6% | 10.6% | 23.3% | 20.3% | 4.6% | -17.8% | 15.5% | 40.7% | 7.3% |
Historical Dividends
Monthly dividend heatmap
| Jan | Feb | Mar | Apr | May | Jun | Jul | Aug | Sep | Oct | Nov | Dec | ||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 2022 | 0.00 | 0.00 | |||||||||||
| 2021 | 0.03 | 0.44 | 0.47 | ||||||||||
| 2020 | 0.01 | 0.06 | 0.07 | ||||||||||
| 2019 | 0.04 | 0.14 | 0.18 | ||||||||||
| 2018 | 0.02 | 0.00 | 0.01 | 0.04 | |||||||||
| 2017 | 0.04 | 0.04 | |||||||||||
| 2016 | 0.00 | 0.01 | 0.02 | 0.07 | 0.11 | ||||||||
| 2015 | 0.01 | 0.01 | 0.01 | 0.05 | 0.07 | ||||||||
| 2014 | 0.01 | 0.01 | |||||||||||
| 2013 | 0.01 | 0.01 | |||||||||||
| 2012 | 0.02 | 0.07 | 0.10 | ||||||||||
| 2011 | 0.00 | 0.00 | |||||||||||
| 0.00 | 0.00 | 0.03 | 0.00 | 0.00 | 0.05 | 0.00 | 0.00 | 0.11 | 0.00 | 0.00 | 0.91 |
Sectors and Top Holdings
| Security | % Assets |
|---|---|
| Top 0 Weights | 0.00% |
Compare with similar ETFs
| FYC | IJT | NUSC | SLYG | VIOG | VXF | |
|---|---|---|---|---|---|---|
| Product name | First Trust Small Cap Growth AlphaDEX Fund | iShares S&P Small-Cap 600 Growth ETF | NuShares ESG Small-Cap ETF | SPDR S&P 600 Small Cap Growth ETF | Vanguard S&P Small-Cap 600 Growth ETF | Vanguard Extended Market ETF |
| Issuer | First Trust | iShares | Nuveen | SPDR | Vanguard | Vanguard |
| Price | $55.135 | $103.29 | $32.87 | $69.17 | $178.13 | $129.02 |
| Expense Ratio | 0.71% |  0.18% | 0.3% | 0.15% | 0.16% | 0.06% |
| Average Spread | 0.218% | 0.165% | 0.152% | 0.130% | 0.185% | 0.101% |
| AUM | $248,917,000 | $4,585,330,000 | $787,513,000 | $1,782,810,000 | $441,693,000 | $12,019,000,000 |
| Shares | 4,514,676 | 44,392,787 | 23,958,424 | 25,774,267 | 2,479,613 | 93,156,173 |
| Average Daily Volume | 14,664 | 148,567 | 109,670 | 128,870 | 13,290 | 438,287 |
| Home page | Visit external site | Visit external site | Visit external site | Visit external site | Visit external site | Visit external site |
| Inception Date | 2011-04-19 | 2000-07-24 | 2016-12-13 | 2000-09-25 | 2010-09-07 | 2001-12-27 |
| Index Tracked | NASDAQ AlphaDEX Small Cap Growth Index | S&P Small Cap 600 Growth | TIAA ESG USA Small-Cap Index | S&P Small Cap 600 Growth | S&P Small Cap 600 Growth | S&P Completion |
| Category | Small Cap Growth Equities | Small Cap Growth Equities | Small Cap Growth Equities | Small Cap Growth Equities | Small Cap Growth Equities | All Cap Equities |
| Asset Class | Equity | Equity | Equity | Equity | Equity | Equity |
| Asset Class Size | Mid/Small Caps | Mid/Small Caps | Mid/Small Caps | Mid/Small Caps | Large/Mid/Small Caps | |
| Value or Growth | Growth | Growth | Blend | Growth | Growth | Blend |
| Region | North America | North America | North America | North America | North America | North America |
| Countries | U.S. | U.S. | U.S. | U.S. | U.S. | U.S. |
| Annual Dividend Rate | $0.444 | $1.012 | $2.966 | $0.801 | $1.941 | $1.604 |
| Annual Dividend Yield | 0.008% | 0.010% | 0.090% | 0.012% | 0.011% | 0.012% |
| Number of Holdings | 263 | 333 | 0 | 333 | 334 | 3417 |
| YTD Return | -26.05% | -25.05% | -21.76% | -24.91% | -24.96% | -29.00% |
| Beta | 1.28 | 1.16 | 1.11 | 1.19 | 1.19 | 1.13 |
| Upside Beta | 0.11 | 0.35 | 0.62 | 0.38 | 0.06 | 0.33 |
| Downside Beta | -0.39 | 0.16 | 0.21 | 0.21 | -0.35 | 0.17 |
| Volatility 1Y | 30.06% | 26.48% | 26.38% | 26.42% | 26.34% | 29.53% |
| Sharpe Ratio 3Y | 0.37 | 0.23 | 0.31 | 0.24 | 0.24 | 0.18 |
| Treynor Ratio 3Y | 0.01 | 0.00 | 0.01 | 0.00 | 0.00 | 0.00 |