First Trust Small Cap Core AlphaDEX Fund (FYX)
Description
The investment seeks to track the performance of the NASDAQ AlphaDEX Small Cap Core Index. The FYX ETF contains 527 constituents. It is focused on blend holdings in the North America region.
Price $75.12 as of 2022-10-20Cost/Risk/Yield
| Dividend yield | 1.22% |
| Expense ratio | 0.63% |
| Average spread | 0.16% |
| 1Y roundtrip cost | 0.79% |
Historic prices
Total Returns (including dividends)
Monthly returns heatmap
| Jan | Feb | Mar | Apr | May | Jun | Jul | Aug | Sep | Oct | Nov | Dec | ||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 2022 | -7.3% | 1.4% | 0.5% | -8.5% | 1.4% | -9.6% | 10.3% | -3.4% | -10.7% | 3.3% | -22.7% | ||
| 2021 | 5.0% | 9.1% | 2.9% | 1.6% | 2.6% | -1.0% | -2.2% | 2.1% | -1.5% | 4.3% | -2.3% | 4.6% | 25.1% |
| 2020 | -5.2% | -10.1% | -25.7% | 19.7% | 6.5% | 3.8% | 3.0% | 6.9% | -3.0% | 2.0% | 19.5% | 9.3% | 26.9% |
| 2019 | 11.8% | 4.2% | -2.1% | 2.8% | -9.5% | 7.5% | 0.6% | -5.9% | 3.4% | 1.5% | 3.3% | 3.6% | 21.2% |
| 2018 | 1.6% | -4.2% | 1.3% | 1.5% | 6.4% | 1.9% | 1.2% | 5.3% | -1.8% | -11.3% | 1.6% | -12.4% | -9.2% |
| 2017 | 0.1% | 1.0% | 0.1% | 1.6% | -3.0% | 3.9% | 1.0% | -1.7% | 6.9% | 0.9% | 3.0% | 0.1% | 13.8% |
| 2016 | -7.1% | 1.5% | 8.4% | 1.1% | 1.3% | -0.1% | 6.3% | 1.2% | 0.8% | -6.0% | 12.8% | 2.4% | 22.6% |
| 2015 | -4.1% | 6.7% | 1.0% | -1.5% | -0.2% | 0.7% | -3.6% | -5.0% | -4.4% | 5.1% | 2.5% | -5.9% | -8.6% |
| 2014 | -5.0% | 4.6% | 0.8% | -3.7% | 0.1% | 4.7% | -6.2% | 3.8% | -6.1% | 6.8% | -0.8% | 3.3% | 2.4% |
| 2013 | 5.6% | 1.1% | 4.2% | -0.5% | 6.0% | -1.1% | 6.8% | -2.9% | 6.9% | 3.6% | 5.4% | 1.9% | 37.0% |
| 2012 | 7.5% | 1.2% | 2.9% | -2.4% | -7.1% | 4.2% | -0.9% | 4.4% | 3.0% | -2.9% | 1.7% | 3.7% | 15.3% |
| 2011 | -0.4% | 4.1% | 3.3% | 1.8% | -1.1% | -1.4% | -3.3% | -7.4% | -10.6% | 15.8% | -0.3% | 1.5% | 1.9% |
| 2.6% | 20.7% | -2.5% | 13.4% | 3.2% | 13.5% | 13.2% | -2.6% | -17.1% | 23.1% | 46.3% | 12.0% |
Historical Dividends
Monthly dividend heatmap
| Jan | Feb | Mar | Apr | May | Jun | Jul | Aug | Sep | Oct | Nov | Dec | ||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 2022 | 0.11 | 0.16 | 0.15 | 0.42 | |||||||||
| 2021 | 0.10 | 0.17 | 0.18 | 0.50 | 0.96 | ||||||||
| 2020 | 0.14 | 0.14 | 0.22 | 0.50 | |||||||||
| 2019 | 0.06 | 0.19 | 0.18 | 0.30 | 0.73 | ||||||||
| 2018 | 0.09 | 0.17 | 0.09 | 0.24 | 0.58 | ||||||||
| 2017 | 0.03 | 0.11 | 0.04 | 0.18 | 0.37 | ||||||||
| 2016 | 0.07 | 0.08 | 0.09 | 0.26 | 0.50 | ||||||||
| 2015 | 0.10 | 0.08 | 0.07 | 0.14 | 0.39 | ||||||||
| 2014 | 0.06 | 0.06 | 0.06 | 0.11 | 0.28 | ||||||||
| 2013 | 0.02 | 0.06 | 0.03 | 0.06 | 0.17 | ||||||||
| 2012 | 0.12 | 0.27 | 0.39 | ||||||||||
| 2011 | 0.02 | 0.04 | 0.06 | ||||||||||
| 0.00 | 0.00 | 0.65 | 0.00 | 0.00 | 1.36 | 0.00 | 0.00 | 1.03 | 0.00 | 0.00 | 2.32 |
Sectors and Top Holdings
| Security | % Assets |
|---|---|
| Top 0 Weights | 0.00% |
Compare with similar ETFs
| FYX | FNX | GSSC | IWM | SSLY | XJR | |
|---|---|---|---|---|---|---|
| Product name | First Trust Small Cap Core AlphaDEX Fund | First Trust Mid Cap Core AlphaDEX Fund | Goldman Sachs ActiveBeta U.S. Small Cap Equity ETF | iShares Russell 2000 ETF | Syntax Stratified SmallCap ETF | iShares ESG Screened S&P Small-Cap ETF |
| Issuer | First Trust | First Trust | Goldman Sachs | iShares | Syntax | iShares |
| Price | $75.12 | $83.56 | $52.0999 | $169.03 | $38.743 | $31.685 |
| Expense Ratio | 0.63% |  0.6% | 0.2% | 0.19% | 0.4% | 0.12% |
| Average Spread | 0.160% | 0.120% | 0.250% | 0.006% | 0.336% | 0.221% |
| AUM | $741,282,000 | $841,722,000 | $343,127,000 | $50,828,900,000 | $16,088,000 | $13,911,600 |
| Shares | 9,867,977 | 10,073,271 | 6,585,942 | 300,709,096 | 415,250 | 439,060 |
| Average Daily Volume | 59,100 | 43,084 | 55,795 | 30,553,938 | 433 | 12,773 |
| Home page | Visit external site | Visit external site | Visit external site | Visit external site | Visit external site | Visit external site |
| Inception Date | 2007-05-08 | 2007-05-08 | 2017-06-28 | 2000-05-22 | 2020-05-28 | 2020-09-22 |
| Index Tracked | NASDAQ AlphaDEX Small Cap Core Index | NASDAQ AlphaDEX Mid Cap Core Index | Goldman Sachs ActiveBeta U.S. Small Cap Equity Index | Russell 2000 Index | Syntax Stratified SmallCap Index | S&P SmallCap 600 Sustainability Screened Index |
| Category | Small Cap Blend Equities | Mid Cap Blend Equities | Small Cap Growth Equities | Small Cap Growth Equities | Small Cap Blend Equities | Small Cap Blend Equities |
| Asset Class | Equity | Equity | Equity | Equity | Equity | Equity |
| Asset Class Size | Mid/Small Caps | Large/Mid Caps | Mid/Small Caps | Mid/Small Caps | Mid/Small Caps | Mid/Small Caps |
| Value or Growth | Blend | Blend | Blend | Blend | Blend | Blend |
| Region | North America | North America | North America | North America | North America | North America |
| Countries | U.S. | U.S. | U.S. | U.S. | U.S. | U.S. |
| Annual Dividend Rate | $0.919 | $1.069 | $0.744 | $2.421 | $3.579 | $0.499 |
| Annual Dividend Yield | 0.012% | 0.013% | 0.014% | 0.014% | 0.092% | 0.016% |
| Number of Holdings | 527 | 452 | 1387 | 1964 | 601 | 562 |
| YTD Return | -22.20% | -18.13% | -21.07% | -23.27% | -23.10% | -21.56% |
| Beta | 1.23 | 1.12 | 1.10 | 1.21 | 1.17 | 1.09 |
| Upside Beta | 0.16 | 0.14 | 0.62 | 0.35 | 0.67 | 0.51 |
| Downside Beta | -0.15 | -0.13 | 0.40 | 0.17 | -0.37 | -0.56 |
| Volatility 1Y | 25.46% | 25.07% | 24.50% | 27.39% | 25.32% | 24.29% |
| Sharpe Ratio 3Y | 0.40 | 0.43 | 0.31 | 0.18 | 0.00 | 0.00 |
| Treynor Ratio 3Y | 0.01 | 0.01 | 0.01 | 0.00 | 0.00 | 0.00 |